The FSA has proposed that guidelines on training and competence previously set down for lenders will be extended to all firms which advise on or arrange mortgages. The FSA has already set out its ...

The Financial Service Authority's (FSA) code of practice on remuneration will be 'critical' to creating a sustainable and effective approach to rewarding executives, according to one financial expert.

An overwhelming majority of top firms believe the Financial Services Authority’s (FSA) new code of practice will have little or no impact on how executives are rewarded. A survey of 200 business ...

The Financial Services Authority has confirmed its detailed rules on training and competence will not apply from next year to those individuals in financial firms who deal only with wholesale or ...

All FSA-regulated firms will have to implement remuneration policies that are consistent with sound risk management and do not expose them to excessive risk. The FSA says it is a matter for the boards ...

The Financial Services Authority (FSA) is introducing a formal staff training programme after receiving complaints from City professionals that its employees lacked understanding of the industry. The ...

The UK Financial Services Authority (FSA) has published a letter from new chief executive Hector Sants, setting out its view of good practice for managing compliance risk at investment banks. The ...

The Financial Services Authority (FSA) is relaxing regulations on the training and competence (T&C) of staff working in wholesale financial services firms despite its earlier warnings that organised ...

The FSA has set out examples of good and poor practice firms should consider when reviewing their sales incentives schemes, including a case where staff plotted to overcharge a customer in order to ...

Brokers will be able to access Skills Council guidance on which training courses will offer Financial Services Authority-compliant exams from mid-2004. The FSA's CP 187 ruled that brokers will not ...