HONG KONG (Reuters) - Hong Kong's securities regulator said it fined and reprimanded the local securities unit of Morgan Stanley for internal control failures related to disclosure of short-selling ...

[Asia Economy Reporters Kim Hyo-jin and Song Seung-seop] The relatively low evaluations of major domestic financial companies in the ‘G’ (Governance) sector of ESG (Environmental, Social, Governance) ...

Morgan Stanley’s MS Hong Kong division, Morgan Stanley Hong Kong Securities Ltd., has been fined HK$18.5 million ($2.4 million) by the Hong Kong’s securities regulator, Securities and Futures ...

Lee Hyo-seop, Head of the Financial Industry Division at the Korea Capital Market Institute, emphasized on the 25th that the root cause of internal control failures in domestic financial companies is ...

Colin Bell, the global head of operational risk control at UBS, told a London court today of the failures in the internal controls at UBS in detecting the actions of Kweku Adoboli, the accused rogue ...

Public expressions of contrition – and compensation payouts in the hundreds of millions per month – have followed the revelation of the true scale of mis-selling of various products, most importantly ...

A director of the Jongno East Saemaul Geumgo in Jongno-gu, Seoul, was dismissed earlier this year for sexual harassment and bullying in the workplace, as well as personal misuse of the Geumgo's budget ...

HONG KONG (Reuters) - Hong Kong's securities regulator said it has imposed a fine of HK$39.3 million (3.61 million pounds) on the local units of Credit Suisse Group AG <CSGN.S> for internal control ...

HONG KONG, Feb 8 (Reuters) - Hong Kong's securities regulator said it has imposed a fine of HK$39.3 million ($5 million) on the local units of Credit Suisse Group AG for internal control failures that ...