Lehman issued the notes for which it and UBS were sellers and underwriters, and the allegation is that Lehman promised investors a complete return of principal even while the company knew its own ...

Citi has issued a rare principal-protected product, otherwise JP Morgan led the way with reverse convertibles and an accelerated growth product. Citi's five-and-a-half-year Principal Protected Notes ...

THE market consists of quite a number of structured investment notes but not all fit the risk appetite of every client. Each client is unique and looking for different exposures, returns, risks and ...

Federal finance minister Jim Flaherty is releasing for public comment regulations for banks issuing principal protected notes to improve disclosure for consumers. “Markets work best when consumers ...

Retirees and those close to retiring are seeking security as well as healthy investment income, and structured products such as principal-protected notes are meeting their needs by serving up an ...